Cindy Dolniak

Chief Compliance Officer

Contact

Cindy joined the firm in June 2004 as Chief Compliance Officer. Her responsibilities include state and federal compliance with rules, regulations, regulatory filings, oversight of regulatory audits, and general office management.

A St. Louis native, Cindy earned her Bachelor of Science degree in Business Administration from Southeast Missouri State University in 1982. She brings 28+ years of operational experience in the securities industry.

Cindy is a member of the National Society of Compliance Professionals. She enjoys spending her leisure time with family and friends, golfing, skiing and playing softball.